Regulatory Compliance Manager

Key details

• Provide independent second-line oversight, advice and challenge over the Bank's compliance with applicable FCA, PSR, FSCS and other relevant regulatory obligations, including PRA requirements in conjunction with second-line Financial Risk teams
• Maintain and develop the Bank's regulatory compliance framework, including taxonomy, risk appetite, KRIs, policy standards, obligations mapping, horizon scanning, escalation routes and governance reporting
• Maintain the regulatory obligations inventory and map applicable requirements to accountable owners, policies, controls, MI, assurance and evidence
• Provide second-line advice and challenge on FCA/PRA Handbook requirements, permissions, perimeter, regulatory change, SMCR, regulatory reporting, breaches, notifications and regulatory engagement
• Support first-line teams on perimeter and permissions assessments for new products, business changes, partnerships, customer segments, distribution models, countries of operation and structural changes
• Own or support regulatory change and horizon scanning, including impact assessment, gap analysis, implementation oversight and reporting
• Support, advise, monitor, challenge and escalate to the Chief Compliance Officer (SMF16) and relevant governance forums
• Company mission
• Allica Bank's purpose is to help established SMEs, one of the last major underserved opportunities in Fintech, by providing a UK business bank that serves SME customers